SEC FORM
3
SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0104 |
Estimated average burden |
hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
100 E PRATT STREET |
C/O T ROWE PRICE GROUP INC |
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 04/08/2004
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3. Issuer Name and Ticker or Trading Symbol
PRICE T ROWE GROUP INC
[ trow ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
X |
Officer (give title below) |
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Other (specify below) |
Vice President |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Common Stock |
325,222.715 |
D |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Options (Right to buy) |
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11/10/2004 |
Common Stock |
48,800 |
8.0625 |
D |
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Stock Options (Right to buy) |
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11/01/2005 |
Common Stock |
80,000 |
13.0625 |
D |
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Stock Options (Right to buy) |
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11/18/2006 |
Common Stock |
66,000 |
18 |
D |
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Stock Options (Right to buy) |
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11/18/2007 |
Common Stock |
40,000 |
31.375 |
D |
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Stock Options (Right to buy) |
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12/21/2008 |
Common Stock |
50,000 |
35.75 |
D |
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Stock Options (Right to buy) |
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09/03/2009 |
Common Stock |
50,000 |
30.75 |
D |
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Stock Options (Right to buy) |
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11/20/2010 |
Common Stock |
50,000 |
39 |
D |
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Stock Options (Right to buy) |
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09/21/2011 |
Common Stock |
50,000 |
25.7 |
D |
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Stock Options (Right to buy) |
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07/30/2012 |
Common Stock |
50,000 |
27.34 |
D |
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Stock Options (Right to buy) |
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12/11/2013 |
Common Stock |
40,000 |
43.45 |
D |
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Explanation of Responses: |
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Mary J. Miller |
04/13/2004 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
LIMITED POWER OF ATTORNEY
THE UNDERSIGNED, Mary J. Miller, hereby constitutes and appoints, with full
power of substitution, any member of the Executive Committee of the Board of
Directors of T. Rowe Price Group, Inc. (the Corporation) or the Secretary
of the Corporation, the true and lawful attorney-in-fact of the undersigned,
with full power and authority in the name of and for and on behalf of the
undersigned to execute and file any Form 3, Form 4 or Form 5 for the purpose
of reporting securities transactions to the Securities and Exchange Commission
under Section 16 of the Securities Exchange Act of 1934, as amended.
This Power of Attorney is made under, and shall be governed pursuant to,
the laws of the State of Maryland.
Date: April 13, 2004
/s/___________________________
Mary J. Miller